Newfoundland Labrador Departmental Program Coordinator (Licensing, Registration and Compliance Officer) Temporary in St. John’s, NL

Newfoundland Labrador

Branch St. John’s NL CA

Departmental Program Coordinator (Licensing, Registration and Compliance Officer)
St. John’s, NL

Under the guidance of the Manager of Licensing Registration and Compliance, this front-line position plays a pivotal role in the licensing/registration and…

Service NL is a diverse department acting as a single access point for many of the licensing, permitting, inspecting, and regulating functions within government. Service NL is comprised of two branches delivering a wide range of quality programs and services to protect the health and safety of Newfoundlanders and Labradorians; regulate and enforce workplace safety and health practices with initiatives that protect and inform the province’s workforce; and regulation and information to protect the interests of consumers in a wide range financial activities taking place throughout the province. With such a broad scope of functions, Service NL offers a vast array of dynamic employment opportunities that focus on serving and protecting the people of Newfoundland and Labrador.

Under the guidance of the Manager of Licensing Registration and Compliance, this front-line position plays a pivotal role in the licensing/registration and compliance functions in the regulation of Securities, Insurance, Real Estate and Mortgage Brokers industries. The incumbent analyses and approves submissions and applications for registration/licensing, transfers, and amendments; carries out compliance examinations on securities firms; monitors compliance with annual filing requirements; analyses credentials to determine adherence to legislative and national standards; issues written refusals with reasons and recourse options; and monitors and investigates unlicensed activity. The incumbent also provides advice, guidance and direction to industry participants, associations and the legal community; and registers individuals in other jurisdictions by acting as the Principal Regulator on their behalf.

Merit Criteria (What is this?) Screening Criteria

  • Completion of a Degree in Business (equivalencies will be considered).
  • Experience providing advisory services relating to securities and/or insurance products or services.
  • Completion of recognized Securities or Financial Industry courses (asset).
  • Experience assessing eligibility for the issuance of licenses, registration or program eligibility in a regulatory environment (asset).
  • Experience performing compliance audits (asset).
  • Assessment Criteria

  • Knowledge of investments and financial services products and their application to consumer needs.
  • Knowledge of legislative requirements and regulatory rules relating to securities and insurance (asset).
  • Ability to communicate effectively (verbal).
  • Ability to work independently.
  • Ability to analyze.
  • Ability to manage time and tasks.
  • Ability to make decisions.
  • Relationship building.
  • Conditions of Employment (What is this?) Conditions of Acceptance

    Applicant Information
    For more information about this opportunity please call Craig Whalen at (709) 729-5661.

    • The Government of Newfoundland and Labrador values diversity in the work place and is an equal opportunity employer.
    • Preference will be given to applicants who are legally entitled to work in Canada.
    • Applications should be received before the close of business on the closing date – late applications with explanation may be accepted.
    • It is the responsibility of the applicant to submit an application that demonstrates the required merit criteria.
    • Applications that do not clearly demonstrate the required criteria will be screened-out.
    • All applications must contain accurate contact information, including current mailing address, email address and phone number.
    • This competition may be used to fill future similar vacancies with the Government of Newfoundland and Labrador.

    or proceed with Standard Application Form.

    Employment Type: Temporary
    Location: St. John's, NL, CA
    Posted on: 2016-12-06
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